About Us

Mickey L. Smith, MBA, CFP^®

CERTIFIED FINANCIAL PLANNER™

Mickey specializes in advanced retirement and estate planning. His clients are typically looking for help in generating a dependable retirement income from their hard-earned savings and efficiently passing the remainder to their desired beneficiaries, all within a framework of being tax-efficient. His educational and professional background well equips him to advise his clients on a wide range of topics that may affect their financial lives.

• MBA in Finance from Wake Forest University
• CERTIFIED FINANCIAL PLANNER™ certificant
• FINRA Series 7 and 66 securities registrations
• N.C. Life and Health Insurance licenses

Mickey was born and raised in the Winston-Salem area. He and his wife Robin have one son, Griffin, who provides them with an endless amount of previously unimagined love and joy.

S. Leroy Smith, CFS

WEALTH MANAGER

Leroy believes that while life is uncertain, your retirement doesn’t have to be. Leroy excels at helping clients manage the multitude of financial risks that can quickly damage one’s retirement savings. His broad business and financial background make him uniquely qualified to provide clients with practical advice on a broad array of financial, business, and life issues. Leroy holds the following licenses and certifications:

• FINRA Series 6, 7, 63, and 65 securities registrations
• N.C. Life and Health Insurance licenses
• Certified Fund Specialist designation

Prior to becoming an LPL Financial Advisor, Leroy held various management positions and retired as a vice president of R.J. Reynolds Tobacco Co. He is a Wake Forest University graduate, and a veteran of the U. S. Air Force. He has served and held leadership positions on many area boards. He is a past president of the United Way, Mental Health Association, Rotary Club, and Step One. Leroy is a trustee and deacon of First Baptist Church in Walnut Cove.